On the up-dated version of the Order Execution Policy for Transactions in Financial Instruments
30.06.2015
We kindly inform you that the Management Board of AS DNB banka on the 17th of June, 2015 has approved amendments to the AS DNB banka Order Execution Policy (for Transactions in Financial Instruments). Amendments are made in Clauses 2.1, 4.4, 4.7, and 7.2.
The Order Execution Policy (for Transactions in Financial Instruments) regulates the execution of the orders submitted to AS DNB banka by stating order execution factors and their relative importance, order execution venues, merger of orders and distribution of transactions.
Hereby we remind you that in accordance with the requirements of the Financial Instruments Market Law (Finanšu instrumentu tirgus likums) AS DNB banka has developed and approved:
the Client Classification Policy (for Transactions in Financial Instruments), which regulates the procedure of determination of a client’s status, its changing and client’s protection when providing investment services and/or ancillary investment services, and
the Policy for Prevention of Interest Conflicts (for Transactions in Financial Instruments) whose aim is to take into account clients’ interests and ensure all possible measures to maintain effective administrative structure in order to identify, eliminate and manage interest conflicts.
Additional information can be obtained in any DNB banka branch of by calling +371 67 17 1880.
