On the new version of the Financial instruments related policies, which have been revised in line with MiFID (Markets in Financial Instruments Directive) requirements
05.01.2012
We kindly inform you that the new versions of the following Policies related to investors’ protection have come in force on the 29th of December, 2011:
AS DNB banka Conflicts of Interest Policy (for transactions with financial instruments)
AS DNB banka Order Execution Policy (for transactions with financial instruments)
AS DNB banka AS DNB banka Client Classification Policy (for transactions with financial instruments)
The Order Execution Policy (for transactions with financial instruments) regulates the execution of the orders submitted to AS DNB banka by stating order execution factors and their relative importance, order execution venues, merger of orders and distribution of transactions.
The Client Classification Policy (for transactions with financial instruments) regulates the order of a client’s status determination, changing and client’s protection when providing investment services and/or ancillary investment services.
The aim of the Conflicts of Interest Policy (for transactions with financial instruments) is to take into account clients’ interests and ensure all possible measures to maintain effective administrative structure in order to identify, eliminate and manage considerable conflicts.
The new versions of the policies can be found here.
Additional information can be obtained in any DNB banka branch of by calling +371 67 17 1880.
